Slide 5

Crucial Fiduciary Distinctions

“The term financial advisor is a generic term that usually refers to a broker (or, to use the technical term, a registered representative). By contrast, the term investment adviser is a legal term that refers to an individual or company that is registered as such with either the Securities and Exchange Commission or a state securities regulator.”

http://www.finra.org/investors/investmentadvisers

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